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Criminal Penalties for Violating SOX Laws

Violating SOX laws can result in severe penalties. Businesses who fail to comply with Sarbanes-Oxley regulations face a range of possible consequences, from the loss of exchange listing or loss of D&O insurance to multimillion dollar fines and imprisonment. A CEO or CFO who submits a false or incorrect SOX certification can be subject to a fine of up to one million dollars and/or up to ten years of jail time.

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